SEC Form 4 · accession 0000350894-16-000155
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Dec 13, 2016
Accepted (ET)
Dec 14, 2016 · 3:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE)F1 | $49.63 | Dec 13, 2016 | M | 25,000 | A | Dec 13, 2023 | Dec 13, 2026 | STOCK OPTION (RIGHT TO PURCHASE) | 25,000 | 25,000 | D |
Explanation of responses
- F1COMPANY GRANT OF NON-QUALIFIED STOCK OPTIONS - 50% WILL VEST WHEN REPORTED, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $2.40; 100% WILL VEST WHEN REPORTED, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $3.30.