SEC Form 4 · accession 0000350894-16-000147
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Doran
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 2:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Dec 12, 2016 | M | 4,000 | $49.37 | A | 686,015 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION RIGHT TO PURCHASE | $49.37 | Dec 12, 2016 | M | 4,000 | A | Dec 28, 2014 | Dec 12, 2016 | STOCK OPTION RIGHT TO PURCHASE | 4,000 | 0 | D |
| STOCK OPTION (RIGHT TO PURCHASE)F1 | $49.63 | Dec 13, 2016 | M | 10,000 | A | Dec 13, 2023 | Dec 13, 2026 | STOCK OPTION (RIGHT TO PURCHASE) | 10,000 | 10,000 | D |
Explanation of responses
- F1COMPANY GRANT OF NON-QUALIFIED STOCK OPTIONS, - 50% WILL VEST WHEN REPORTED, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $2.40, 100% WILL VEST WHEN REPORTED, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $3.30.