SEC Form 4 · accession 0000350894-16-000142
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Ujobai
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Dec 5, 2016 | M | 24,000 | $29.61 | A | 36,540 | D | |
| COMMON STOCK | Dec 5, 2016 | S | 24,000 | $48.20 | D | 12,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $29.61 | Dec 5, 2016 | M | 24,000 | A | Dec 14, 2014 | Dec 13, 2016 | STOCK OPTION (RIGHT TO PURCHASE) | 24,000 | 0 | D |