SEC Form 4 · accession 0000350894-16-000140
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carmen Romeo
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 10:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Nov 15, 2016 | M | 4,000 | $29.61 | A | 1,555,418 | D | |
| COMMON STOCK | Nov 15, 2016 | S | 4,000 | $47.30 | D | 1,551,418 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $29.61 | Nov 15, 2016 | M | 4,000 | A | Dec 13, 2013 | Dec 13, 2016 | COMMON STOCK | 4,000 | 0 | D |