SEC Form 4 · accession 0000350894-16-000123
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sarah Blumenstein
Director
Period of report
Jun 10, 2016
Accepted (ET)
Jun 14, 2016 · 10:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Jun 10, 2016 | M | 5,000 | $17.65 | A | 8,744 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Jun 10, 2016 | M | 5,000 | $14.62 | A | 13,744 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Jun 10, 2016 | M | 2,500 | $32.49 | A | 16,244 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Jun 10, 2016 | M | 4,000 | $29.61 | A | 20,244 | D | |
| COMMON STOCK | Jun 10, 2016 | S | 16,500 | $49.89 | D | 3,744 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | Jun 10, 2016 | M | 5,000 | A | Feb 25, 2011 | Dec 15, 2019 | COMMON STOCK | 5,000 | 0 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $14.62 | Jun 10, 2016 | M | 5,000 | A | Feb 28, 2014 | Feb 16, 2018 | COMMON STOCK | 5,000 | 0 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $32.49 | Jun 10, 2016 | M | 2,500 | A | Dec 31, 2004 | Dec 10, 2016 | COMMON STOCK | 2,500 | 2,500 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $29.61 | Jun 10, 2016 | M | 4,000 | A | Feb 28, 2014 | Dec 13, 2016 | COMMON STOCK | 4,000 | 4,000 | D |