SEC Form 4 · accession 0000350894-16-000122
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy Heilig
Officer — Chief Accounting Officer
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 10:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Jun 3, 2016 | M | 12,500 | $14.62 | A | 14,391 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Jun 3, 2016 | M | 12,500 | $14.62 | A | 26,891 | D | |
| COMMON STOCK | Jun 3, 2016 | S | 25,000 | $50.25 | D | 1,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $14.62 | Jun 3, 2016 | M | 12,500 | A | Feb 25, 2011 | Dec 16, 2016 | STOCK OPTION (RIGHT TO PURCHASE) | 12,500 | 12,500 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $14.62 | Jun 3, 2016 | M | 12,500 | A | Feb 28, 2014 | Dec 16, 2016 | STOCK OPTION (RIGHT TO PURCHASE) | 12,500 | 0 | D |