SEC Form 4 · accession 0000350894-16-000121
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Withrow
Officer — EXECUTIVE VICE PRESIDENT
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | May 26, 2016 | M | 1,459 | $29.61 | A | 35,038 | D | |
| COMMON STOCK | May 26, 2016 | S | 1,459 | $51.00 | D | 33,579 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | May 27, 2016 | M | 17,541 | $29.61 | A | 51,120 | D | |
| COMMON STOCK | May 27, 2016 | S | 17,541 | $51.17 | D | 33,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $29.61 | May 26, 2016 | M | 1,459 | A | Feb 28, 2014 | Dec 3, 2016 | STOCK OPTION (RIGHT TO PURCHASE) | 1,459 | 17,541 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $29.61 | May 27, 2016 | M | 17,541 | A | Feb 28, 2014 | Dec 3, 2016 | SSTOCK OPTION (RIGHT TO PURCHASE) | 17,544 | 0 | D |