SEC Form 4 · accession 0000350894-16-000120
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
May 25, 2016
Accepted (ET)
May 26, 2016 · 2:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE)F1 | May 25, 2016 | M | 10,000 | $14.62 | A | 24,129 | D | |
| COMMON STOCK | May 25, 2016 | S | 10,000 | $51.25 | D | 14,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $14.62 | May 25, 2016 | M | 10,000 | A | Feb 28, 2014 | Dec 16, 2016 | STOCK OPTION (RIGHT TO PURCHASE) | 10,000 | 0 | D |
Explanation of responses
- F1The direct holdings include 14,129 shares held in 401K and ESPP.