SEC Form 4 · accession 0000350894-16-000115
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Barr
Officer — EXECUTIVE VICE PRESIDENT
Period of report
May 24, 2016
Accepted (ET)
May 25, 2016 · 11:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURHASE) | May 24, 2016 | M | 3,500 | $29.61 | A | 47,631 | D | |
| COMMON STOCK | May 24, 2016 | S | 3,500 | $51.00 | D | 44,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $29.61 | May 24, 2016 | M | 3,500 | A | Dec 13, 2006 | Dec 13, 2016 | STOCK OPTION (RIGHT TO PURCHASE) | 3,500 | 3,925 | D |