SEC Form 4 · accession 0000350894-16-000105
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Barr
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | Mar 28, 2016 | M | 188 | $29.61 | A | 44,319 | D | |
| COMMON STOCK | Mar 28, 2016 | S | 188 | $42.00 | D | 44,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $29.61 | Mar 28, 2016 | M | 188 | A | Feb 28, 2014 | Dec 13, 2016 | COMMON STOCK | 188 | 13,312 | D |