SEC Form 4 · accession 0000350894-16-000095
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Barr
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jan 28, 2016
Accepted (ET)
Jan 29, 2016 · 1:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Jan 28, 2016 | M | 10,000 | $14.62 | A | 44,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $14.62 | Jan 28, 2016 | M | 10,000 | A | Feb 25, 2011 | Feb 16, 2018 | STOCK OPTION (RIGHT TO PURCHASE) | 10,000 | 40,000 | D |