SEC Form 4 · accession 0000350894-15-000089
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Lieb
Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 1:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Dec 23, 2015 | M | 2,500 | $32.49 | A | 129,628 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Dec 23, 2015 | M | 10,000 | $14.62 | A | 139,628 | D | |
| COMMON STOCK | Dec 23, 2015 | S | 12,500 | $51.84 | D | 127,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $32.49 | Dec 23, 2015 | M | 2,500 | A | Dec 10, 2007 | Dec 10, 2017 | COMMON STOCK | 2,500 | 0 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $14.62 | Dec 23, 2015 | M | 10,000 | A | Dec 16, 2008 | Dec 16, 2019 | COMMON STOCK | 10,000 | 0 | D |