SEC Form 4 · accession 0000350894-15-000067
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Barr
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Dec 8, 2015
Accepted (ET)
Dec 9, 2015 · 10:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE)F1 | $53.34 | Dec 8, 2015 | M | 30,000 | A | Dec 8, 2022 | Dec 8, 2025 | STOCK OPTION (RIGHT TO PURCHASE) | 30,000 | 30,000 | D |
Explanation of responses
- F1COMPANY GRANT OF NON-QUALIFIED STOCK OPTIONS-50% WILL VEST WHEN REPORTED, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $2.35, 100% WILL VEST WHEN REPORTED, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $3.10.