SEC Form 4 · accession 0000350894-15-000062
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kevin Barr
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Dec 2, 2015
Accepted (ET)
Dec 7, 2015 · 10:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Dec 2, 2015 | M | 2,000 | $19.28 | A | 36,131 | D | |
| COMMON STOCK | Dec 2, 2015 | S | 2,000 | $55.00 | D | 34,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $19.28 | Dec 2, 2015 | M | 2,000 | A | Dec 14, 2007 | Dec 14, 2015 | COMMON STOCK | 2,000 | 15,400 | D |