SEC Form 4 · accession 0000350894-15-000060
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
N Jeffrey Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 11:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Nov 6, 2015 | M | 15,000 | $32.49 | A | 72,194 | D | |
| COMMON STOCK | Nov 6, 2015 | S | 15,000 | $53.46 | D | 57,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $32.49 | Nov 6, 2015 | M | 15,000 | A | Dec 31, 2014 | Dec 31, 2015 | COMMON STOCK | 15,000 | 0 | D |