SEC Form 4 · accession 0000350894-15-000050
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Ujobai
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Sep 15, 2015
Accepted (ET)
Sep 16, 2015 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Sep 15, 2015 | M | 10,000 | $19.28 | A | 22,540 | D | |
| COMMON STOCK | Sep 15, 2015 | S | 10,000 | $50.25 | D | 12,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $19.28 | Sep 15, 2015 | M | 10,000 | A | Dec 14, 2012 | Dec 14, 2015 | STOCK OPTION (RIGHT TO PURCHASE) | 10,000 | 0 | D |