SEC Form 4 · accession 0000350894-15-000046
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis McGonigle
Officer — EXECUTIVE OFFICER
Period of report
Aug 13, 2015
Accepted (ET)
Aug 18, 2015 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | Aug 13, 2015 | M | 2,050 | $19.28 | A | 604,084 | D | |
| COMMON STOCK | Aug 13, 2015 | S | 2,050 | $54.49 | D | 602,034 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Aug 14, 2015 | M | 12,950 | $19.28 | A | 614,984 | D | |
| COMMON STOCK | Aug 14, 2015 | S | 12,950 | $54.36 | D | 602,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION RIGHT TO PURCHASE | $19.28 | Aug 13, 2015 | M | 2,050 | A | Dec 14, 2007 | Dec 14, 2015 | COMMON STOCK | 2,050 | 12,950 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $19.28 | Aug 14, 2015 | M | 12,950 | A | Dec 14, 2007 | Dec 14, 2015 | COMMON STOCK | 12,950 | 0 | D |