SEC Form 4 · accession 0000350894-15-000041
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carmen Romeo
Director
Period of report
Jul 27, 2015
Accepted (ET)
Jul 28, 2015 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Jul 27, 2015 | M | 4,000 | $19.28 | A | 1,555,418 | D | |
| COMMON STOCK | Jul 27, 2015 | S | 4,000 | $52.00 | D | 1,551,418 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $19.28 | Jul 27, 2015 | M | 4,000 | A | Dec 14, 2012 | Dec 14, 2015 | COMMON STOCK | 4,000 | 0 | D |