SEC Form 4 · accession 0000350894-15-000021
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn McCarthy
Director
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 23, 2015 | M | 4,000 | $29.61 | A | 68,440 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 23, 2015 | M | 8,000 | $19.28 | A | 76,440 | D | |
| COMMON STOCK | Mar 23, 2015 | S | 8,900 | $44.18 | D | 67,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $29.61 | Mar 23, 2015 | M | 4,000 | A | Feb 28, 2014 | Dec 13, 2016 | COMMON STOCK | 4,000 | 0 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $19.28 | Mar 23, 2015 | M | 8,000 | A | Dec 31, 2007 | Dec 14, 2015 | COMMON STOCK | 8,000 | 0 | D |