SEC Form 4 · accession 0000350894-15-000020
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy Heilig
Officer — CONTROLLER, CHIEF ACCOUNTING
Period of report
Mar 13, 2015
Accepted (ET)
Mar 16, 2015 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 13, 2015 | M | 9,000 | $29.61 | A | 10,891 | D | |
| COMMON STSOCK | Mar 13, 2015 | S | 9,000 | $42.55 | D | 1,891 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 13, 2015 | M | 6,250 | $32.49 | A | 8,141 | D | |
| COMMON STSOCK | Mar 13, 2015 | S | 6,250 | $42.55 | D | 1,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $29.61 | Mar 13, 2015 | M | 9,000 | A | Feb 28, 2014 | Feb 28, 2016 | COMMON STOCK | 9,000 | 0 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $32.49 | Mar 13, 2015 | M | 6,250 | A | Dec 31, 2014 | Dec 31, 2017 | COMMON STOCK | 6,250 | 0 | D |