SEC Form 4 · accession 0000350894-15-000016
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis McGonigle
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 4, 2015 | M | 6,789 | $19.28 | A | 658,823 | D | |
| COMMON STOCK | Mar 4, 2015 | S | 6,789 | $42.53 | D | 652,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OTPION (RIGHT TO PURCHASE) | $19.28 | Mar 4, 2015 | M | 6,789 | A | Dec 14, 2007 | Dec 14, 2015 | COMMON STOCK | 6,789 | 15,000 | D |