SEC Form 4 · accession 0000350894-15-000013
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
N Jeffrey Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 27, 2015
Accepted (ET)
Mar 2, 2015 · 10:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Feb 27, 2015 | M | 30,000 | $19.28 | A | 84,964 | D | |
| COMMON STOCK | Feb 27, 2015 | S | 21,000 | $43.25 | D | 63,694 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $19.28 | Feb 27, 2015 | M | 30,000 | A | Dec 14, 2007 | Dec 14, 2015 | COMMON STOCK | 30,000 | 20,000 | D |