SEC Form 4 · accession 0001354488-16-008255
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
RELM WIRELESS CORP
Other
Joseph H Moglia
Other
Lewis M Johnson
Other
Kyle Cerminara
Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value per shareF1,F2 | Sep 1, 2016 | P | 8,941 | $3.6382 | A | 173,464 | I | Fundamental Global Partners, LP |
| Common Stock, $0.10 par value per shareF1,F2 | Sep 1, 2016 | P | 20,860 | $3.6382 | A | 397,282 | I | Fundamental Global Partners Master Fund, LP |
| Common Stock, $0.10 par value per shareF1,F2 | Sep 2, 2016 | P | 15,390 | $3.6828 | A | 188,854 | I | Fundamental Global Partners, LP |
| Common Stock, $0.10 par value per shareF1,F2 | Sep 2, 2016 | P | 35,909 | $3.6828 | A | 433,191 | I | Fundamental Global Partners Master Fund, LP |
| Common Stock, $0.10 par value per shareF1,F2 | holding | — | — | — | 1,778,149 | I | RELM Wireless Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Persons beneficially own in the aggregate 2,400,194 shares of Common Stock, which represent approximately 7.5% of the Company?s outstanding shares of Common Stock. Mr. D. Kyle Cerminara serves on the Board of Directors of the Company. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP (?FGPP?), Fundamental Global Partners Master Fund, LP (?FGPM?) and RELM Wireless Corporation (?RWC?).
- F2Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP and FGPM. Due to their positions with RWC, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be a beneficial owners of the shares of Common Stock disclosed as directly owned by RWC. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.