SEC Form 4 · accession 0001209191-18-055503

ITERIS, INC. · ITI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Oct 17, 2018

Accepted (ET)

Oct 18, 2018 · 3:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000350868

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Oct 17, 2018	S	1,111	$4.4165	D	92,045	I	By Trust A-2 - Lloyd I. Miller
Common Stock^F1,F2,F3	Oct 17, 2018	S	13,903	$4.4165	D	1,151,602	I	By LIM III - Trust A-4
Common Stock^F1,F2,F3	Oct 17, 2018	S	13,903	$4.4165	D	1,151,601	I	By MBM - Trust A-4
Common Stock^F1,F2,F3	Oct 17, 2018	S	2,153	$4.4165	D	178,305	I	By Trust C - Lloyd I. Miller
Common Stock^F1,F2,F3	Oct 17, 2018	S	641	$4.4165	D	53,129	I	By Trust D - Lloyd I. Miller
Common Stock^F1,F2,F3	Oct 17, 2018	S	442	$4.4165	D	39,581	I	By Lloyd I. Miller, III Revocable Trust
Common Stock^F1,F2,F3	Oct 17, 2018	S	16,183	$4.4165	D	1,340,664	I	By Milfam II L.P.
Common Stock^F1,F2,F3	Oct 17, 2018	S	4,136	$4.4165	D	342,569	I	By Milfam I L.P.
Common Stock^F1,F2,F3	Oct 17, 2018	S	358	$4.4165	D	29,629	I	By LIMFAM LLC

No Table II lines on this filing.

F1The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.47 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
F2Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
F3Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.