SEC Form 4 · accession 0001179110-18-014078
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mikel H Williams
Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2018 | M | 5,788 | — | A | 5,788 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 8,146 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 14, 2018 | M | 5,788 | D | — | Dec 14, 2018 | Common Stock | 5,788 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date
- F2the RSU shall vest upon the participants completion of one-year of service measured from the grant date