SEC Form 4 · accession 0001179110-18-013803
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom Thomas
Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Dec 10, 2018 | A | 9,615 | A | — | — | Common Stock | 9,615 | 9,615 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date
- F2RSUs are exercisable on the vesting date and shall vest on the date of the 2019 annual shareholder meeting
- F3RSUs expiration will be on the date of the 2019 annual shareholder meeting