SEC Form 4 · accession 0001179110-18-011407
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Daly
Director
Period of report
Sep 13, 2018
Accepted (ET)
Sep 14, 2018 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2018 | M | 5,000 | $2.10 | A | 5,000 | D | |
| Common Stock | holding | — | — | — | 420,165 | I | By Trust | |
| Common Stock | holding | — | — | — | 6,113 | I | By IRA | |
| Common Stock | holding | — | — | — | 100 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $2.10 | Sep 13, 2018 | M | 5,000 | D | — | Sep 18, 2018 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Stock option was granted on 9/19/2008 and was immediately exercisable but vested in a series of four (4) equal installments upon Optionee's completion of each year of service over the four (4)-year period measured from the grant date. The stock option was expiring on 9/18/2018 and exercised before expiration.