SEC Form 4 · accession 0001179110-17-015626
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard Mooney
Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | M | 8,146 | — | A | 8,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 15, 2017 | M | 8,146 | D | — | Dec 15, 2017 | Common Stock | 8,146 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date
- F2Vesting date of 3/3/2018 was a clerical error so vesting schedule was amended to December 15, 2017 as approved