SEC Form 4 · accession 0001179110-17-015300
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas N Blair
Officer — Sr. Vice President
Period of report
Dec 12, 2017
Accepted (ET)
Dec 13, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2017 | M | 12,500 | $1.87 | A | 12,500 | D | |
| Common Stock | Dec 12, 2017 | M | 18,750 | $2.37 | A | 31,250 | D | |
| Common Stock | Dec 12, 2017 | S | 31,250 | $6.8806 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $1.87 | Dec 12, 2017 | M | 12,500 | D | — | Nov 17, 2024 | Common Stock | 12,500 | 0 | D |
| Stock Option (right to buy)F1 | $2.37 | Dec 12, 2017 | M | 18,750 | D | — | Nov 1, 2025 | Common Stock | 18,750 | 0 | D |
Explanation of responses
- F1Stock option became exercisable in four (4) successive equal annual installments upon optionee's completion of each year of service over the four-year period measured from the grant date.