SEC Form 4 · accession 0001179110-17-015067
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Todd Kreter
Officer — Sr. Vice President
Period of report
Dec 6, 2017
Accepted (ET)
Dec 7, 2017 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | M | 37,500 | $1.87 | A | 40,803 | D | |
| Common Stock | Dec 6, 2017 | S | 37,500 | $6.097 | D | 3,303 | D | |
| Common Stock | holding | — | — | — | 308 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.87 | Dec 6, 2017 | M | 37,500 | D | — | Nov 17, 2024 | Common Stock | 37,500 | 0 | D |
Explanation of responses
- F1Option became exercisable in (4) successive equal annual installments upon optionee's completion of each year of service over the four yaer period measured from the grant date.