SEC Form 4 · accession 0001179110-17-012190
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Kreter
Officer — Sr. Vice President
Period of report
Sep 8, 2017
Accepted (ET)
Sep 12, 2017 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2017 | M | 40,000 | $1.81 | A | 43,303 | D | |
| Common Stock | Sep 8, 2017 | S | 34,383 | $6.1962 | D | 8,920 | D | |
| Common Stock | Sep 11, 2017 | S | 5,617 | $6.1303 | D | 3,303 | D | |
| Common StockF2 | holding | — | — | — | 308 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.81 | Sep 8, 2017 | M | 40,000 | D | — | Jul 28, 2023 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1Option became exercisable in (4) successive equal annual installments upon optionee's completion of each year of service over the four year period measured from the grant date.
- F2IRA account holdings corrected from last filing to reflect correct holdings in account (stock amount did not change, just the account location)