SEC Form 4 · accession 0001179110-17-011947
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Daly
Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 31, 2017 | M | 5,000 | $2.21 | A | 412,019 | I | By Trust |
| Common StockF2 | holding | — | — | — | 6,113 | I | By IRA | |
| Common Stock | holding | — | — | — | 100 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.21 | Aug 31, 2017 | M | 5,000 | D | — | Sep 20, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Option was granted on 9/21/2007 and was immediately exercisable but vested in a series of four (4) equal installments upon Optionee's completion of each year of service over the four (4) year period measured from the grant date. The stock option was expiring on 9/20/2017 and exercised before expiration.
- F2IRA and Trust account holdings corrected from last filing to reflect correct holdings in each account- (stock amount didn't change, just the account location)