SEC Form 4 · accession 0001179110-17-004604
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas N Blair
Officer — Sr. Vice President
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | M | 100,000 | $1.50 | A | 100,000 | D | |
| Common Stock | Mar 13, 2017 | S | 100,000 | $5.0365 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.50 | Mar 10, 2017 | M | 100,000 | D | — | Aug 8, 2022 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Stock Option became exercisable in four (4) successive equal annual installments upon optionee's completion of each year of service over the four year period measured from the grant date.