SEC Form 4 · accession 0001179110-17-002842
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Kreter
Officer — Sr. Vice President
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | M | 25,000 | $2.46 | A | 56,863 | D | |
| Common Stock | Feb 16, 2017 | M | 25,000 | $1.41 | A | 81,863 | D | |
| Common Stock | Feb 17, 2017 | S | 610 | $5.28 | D | 81,253 | D | |
| Common Stock | Feb 17, 2017 | S | 100 | $5.30 | D | 81,153 | D | |
| Common Stock | Feb 17, 2017 | S | 5,700 | $5.31 | D | 75,453 | D | |
| Common stock | Feb 17, 2017 | S | 3,400 | $5.36 | D | 72,053 | D | |
| Common Stock | Feb 17, 2017 | S | 5,000 | $5.33 | D | 67,053 | D | |
| common stock | Feb 17, 2017 | S | 200 | $5.25 | D | 66,853 | D | |
| Common Stock | Feb 17, 2017 | S | 3,079 | $5.32 | D | 63,774 | D | |
| Common Stock | Feb 27, 2017 | S | 5,540 | $5.35 | D | 58,234 | D | |
| Common Stock | Feb 17, 2017 | S | 2,240 | $5.26 | D | 55,994 | D | |
| Common Stock | Feb 17, 2017 | S | 3,010 | $5.27 | D | 52,984 | D | |
| Common Stock | Feb 17, 2017 | S | 5,000 | $5.29 | D | 47,984 | D | |
| Common Stock | Feb 21, 2017 | S | 631 | $5.18 | D | 47,353 | D | |
| Common Stock | Feb 21, 2017 | S | 80 | $5.16 | D | 47,273 | D | |
| Common Stock | Feb 21, 2017 | S | 2,290 | $5.15 | D | 44,983 | D | |
| Common Stock | Feb 21, 2017 | S | 700 | $5.09 | D | 44,283 | D | |
| Common Stock | Feb 21, 2017 | S | 500 | $5.03 | D | 43,783 | D | |
| Common Stock | Feb 21, 2017 | S | 171 | $4.90 | D | 43,612 | D | |
| Common Stock | Feb 21, 2017 | S | 229 | $4.91 | D | 43,383 | D | |
| Common Stock | Feb 21, 2017 | S | 100 | $4.92 | D | 43,283 | D | |
| Common Stock | Feb 21, 2017 | S | 200 | $4.96 | D | 43,083 | D | |
| Common Stock | Feb 21, 2017 | S | 100 | $4.93 | D | 42,983 | D | |
| Common Stock | Feb 21, 2017 | S | 100 | $4.94 | D | 42,883 | D | |
| Common Stock | Feb 21, 2017 | S | 400 | $4.95 | D | 42,483 | D | |
| Common Stock | Feb 21, 2017 | S | 200 | $4.99 | D | 42,283 | D | |
| Common Stock | Feb 21, 2017 | S | 4,800 | $5.01 | D | 37,483 | D | |
| Common Stock | Feb 21, 2017 | S | 120 | $5.02 | D | 37,363 | D | |
| Common Stock | Feb 21, 2017 | S | 900 | $5.00 | D | 36,463 | D | |
| Common Stock | Feb 21, 2017 | S | 4,600 | $5.05 | D | 31,863 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.46 | Feb 16, 2017 | M | 25,000 | D | — | Feb 20, 2018 | Common Stock | 25,000 | 0 | D |
| Stock option (Right to Buy)F1 | $1.41 | Feb 16, 2017 | M | 25,000 | D | — | May 26, 2019 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Option became exercisable in (4) successive equal annual installments upon optionee's completion of each year of service over the four year period measured from the grant date. Option expired ten years from the grant date