SEC Form 4 · accession 0001179110-16-029447
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kevin Daly
Director
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2016 | M | 5,000 | $2.54 | A | 5,000 | D | |
| Common Stock | Sep 8, 2016 | S | 5,000 | $3.6814 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $2.54 | Sep 6, 2016 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Option was granted on 9/14/2006 and was immediately exercisable but vested in a series of four (4) successive equal installment upon Optionee's completion of each year of service over the four (4)-year period measured from the Grant date.
- F2The stock option is expiring on 9/13/2016, exercising before expiration