SEC Form 5 · accession 0000350852-18-000011
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricky D Sparkman
Officer — Executive Vice President
Period of report
Dec 31, 2017
Accepted (ET)
Jan 5, 2018 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 3, 2017 | J | 65 | $45.20 | A | 10,314 | D | |
| Common Stock | Jul 3, 2017 | J | 66 | $44.90 | A | 10,380 | D | |
| Common Stock | Oct 2, 2017 | J | 66 | $47.10 | A | 10,445 | D | |
| Common StockF2 | Dec 31, 2017 | J | 442 | $0.00 | A | 7,473 | I | By ESOP |
| Common StockF3 | Dec 31, 2017 | J | 133 | $0.00 | A | 5,438 | I | By 401(k) |
| Common Stock | Jan 3, 2017 | J | 1 | $49.70 | A | 203 | I | By IRA |
| Common Stock | Apr 3, 2017 | J | 1 | $44.95 | A | 204 | I | By IRA |
| Common Stock | Jul 3, 2017 | J | 1 | $44.80 | A | 206 | I | By IRA |
| Common Stock | Oct 2, 2017 | J | 1 | $46.82 | A | 207 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares
- F2These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $44.80-$49.70 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2017.
- F3These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $44.80-$49.70 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2017.