SEC Form 4 · accession 0000350852-17-000065
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean R Hale
Officer — Chairman, President & CEO · Director
Period of report
Oct 20, 2017
Accepted (ET)
Oct 20, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2017 | G | 100 | $0.00 | D | 126,397 | D | |
| Common Stock | Oct 20, 2017 | M | 6,875 | $25.745 | A | 133,272 | D | |
| Common Stock | Oct 20, 2017 | S | 5 | $50.90 | D | 133,267 | D | |
| Common Stock | Oct 20, 2017 | S | 632 | $50.85 | D | 132,635 | D | |
| Common Stock | Oct 20, 2017 | S | 660 | $50.80 | D | 131,975 | D | |
| Common Stock | Oct 20, 2017 | S | 400 | $50.75 | D | 131,575 | D | |
| Common Stock | Oct 20, 2017 | S | 900 | $50.70 | D | 130,675 | D | |
| Common Stock | Oct 20, 2017 | S | 100 | $50.40 | D | 130,575 | D | |
| Common Stock | Oct 20, 2017 | S | 1,456 | $50.35 | D | 129,119 | D | |
| Common Stock | Oct 20, 2017 | S | 603 | $50.65 | D | 128,516 | D | |
| Common Stock | Oct 20, 2017 | S | 900 | $50.60 | D | 127,616 | D | |
| Common Stock | Oct 20, 2017 | S | 260 | $50.50 | D | 127,356 | D | |
| Common Stock | Oct 20, 2017 | S | 200 | $50.45 | D | 127,156 | D | |
| Common Stock | Oct 20, 2017 | S | 759 | $50.55 | D | 126,397 | D | |
| Common Stock | holding | — | — | — | 22,344 | I | By ESOP | |
| Common Stock | holding | — | — | — | 74,627 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F2 | $25.745 | Oct 20, 2017 | M | 6,875 | D | Jan 29, 2013 | Jan 29, 2018 | Common Stock | 6,875 | 0 | D |
Explanation of responses
- F1Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan)
- F2Option previously reported as covering 6,250 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.