SEC Form 4 · accession 0000350852-17-000043
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mark A Gooch
Officer — EVP and Secretary
Period of report
Apr 3, 2017
Accepted (ET)
May 10, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Apr 3, 2017 | J | 134 | $45.20 | A | 21,206 | D | |
| common stock | May 9, 2017 | M | 6 | $25.745 | A | 26,706 | D | |
| common stock | Apr 10, 2017 | S | 3,084 | $44.90 | D | 23,622 | D | |
| common stock | Apr 10, 2017 | S | 2,416 | $44.6431 | D | 21,206 | D | |
| common stock | holding | — | — | — | 15,405 | I | by ESOP | |
| common stock | holding | — | — | — | 17,542 | I | by 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F3 | $25.745 | May 9, 2017 | M | 5,500 | D | Jan 29, 2013 | Jan 29, 2018 | Common Stock | 5,500 | 0 | D |
Explanation of responses
- F1Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares.
- F2Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan)
- F3Option previously reported as covering 5,000 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.