SEC Form 4 · accession 0000350852-17-000019
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Andrew Jones
Officer — Executive Vice President
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2017 | A | 431 | $46.45 | A | 3,924 | D | |
| Common Stock | holding | — | — | — | 7,126 | I | By ESOP | |
| Common Stock | holding | — | — | — | 1,940 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F2 | $27.109 | holding | — | — | — | Jan 27, 2010 | Jan 27, 2019 | Common Stock | 69 | 69 | D |
| OptionF1,F2 | $27.109 | holding | — | — | — | Jan 27, 2011 | Jan 27, 2019 | Common Stock | 69 | 138 | D |
| OptionF1,F2 | $27.109 | holding | — | — | — | Jan 27, 2012 | Jan 27, 2019 | Common Stock | 69 | 206 | D |
| OptionF1,F2 | $27.109 | holding | — | — | — | Jan 27, 2013 | Jan 27, 2019 | Common Stock | 69 | 275 | D |
| OptionF1,F3 | $22.809 | holding | — | — | — | Jan 26, 2011 | Jan 26, 2020 | Common Stock | 103 | 378 | D |
| OptionF1,F3 | $22.809 | holding | — | — | — | Jan 26, 2012 | Jan 26, 2020 | Common Stock | 103 | 482 | D |
| OptionF1,F3 | $22.809 | holding | — | — | — | Jan 26, 2013 | Jan 26, 2020 | Common Stock | 103 | 585 | D |
| OptionF1,F3 | $22.809 | holding | — | — | — | Jan 26, 2014 | Jan 26, 2020 | Common Stock | 103 | 688 | D |
| OptionF4 | $32.27 | holding | — | — | — | Jan 27, 2020 | Jan 27, 2025 | Common Stock | 10,000 | 10,688 | D |
Explanation of responses
- F1Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan)
- F2Option previously reported as covering 62.50 shares @$29.82 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- F3Option previously reported as covering 93.75 shares @$25.09 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- F4Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan)