SEC Form 5 · accession 0000350852-17-000011
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricky D Sparkman
Officer — Executive Vice President
Period of report
Dec 31, 2016
Accepted (ET)
Jan 26, 2017 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | J | 57 | $34.10 | A | 8,980 | D | |
| Common Stock | Apr 1, 2016 | J | 75 | $35.79 | A | 9,535 | D | |
| Common Stock | Jul 1, 2016 | J | 79 | $34.17 | A | 9,614 | D | |
| Common Stock | Oct 3, 2016 | J | 77 | $36.50 | A | 9,691 | D | |
| Common StockF2 | Dec 31, 2016 | J | 544 | $0.00 | A | 7,031 | I | By ESOP |
| Common StockF3 | Dec 31, 2016 | J | 240 | $0.00 | A | 5,305 | I | By 401(k) |
| Common Stock | holding | — | — | — | 202 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares
- F2These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $34.10-$36.50 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2016.
- F3These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $34.10-$36.50 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2016.