SEC Form 5 · accession 0000350852-17-000005

· CTBI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Secretary

Period of report

Dec 31, 2016

Accepted (ET)

Jan 25, 2017 · 3:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000350852

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 3, 2016	J	157	$36.50	A	19,903	D
Common Stock^F2	Dec 31, 2016	J	832	$0.00	A	14,940	I	By ESOP
Common Stock^F3	Dec 31, 2016	J	979	$0.00	A	16,978	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option^F4,F5	$25.745	holding	—	—	—	Jan 29, 2013	Jan 29, 2018	Common Stock	5,500	5,500	D

F1Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares
F2These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $34.10-$36.50 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2016.
F3These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $34.10-$36.50 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2016.
F4Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan)
F5Option previously reported as covering 5,000 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.