SEC Form 4 · accession 0000350852-16-000196
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean R Hale
Officer — Chairman, President & CEO · Director
Period of report
Aug 23, 2016
Accepted (ET)
Aug 25, 2016 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 12, 2016 | G | 100 | $0.00 | D | 124,926 | D | |
| Common Stock | Aug 23, 2016 | M | 12,427 | $35.409 | A | 137,353 | D | |
| Common Stock | holding | — | — | — | 21,451 | I | By ESOP | |
| Common Stock | holding | — | — | — | 71,580 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F2 | $35.409 | Aug 23, 2016 | M | 3,107 | D | Jan 23, 2008 | Jan 23, 2017 | Common Stock | 3,107 | 9,320 | D |
| OptionF1,F2 | $35.409 | Aug 23, 2016 | M | 3,107 | D | Jan 23, 2009 | Jan 23, 2017 | Common Stock | 3,107 | 6,214 | D |
| OptionF1,F2 | $35.409 | Aug 23, 2016 | M | 3,107 | D | Jan 23, 2010 | Jan 23, 2017 | Common Stock | 3,107 | 3,107 | D |
| OptionF1,F2 | $35.409 | Aug 23, 2016 | M | 3,107 | D | Jan 23, 2011 | Jan 23, 2017 | Common Stock | 3,107 | 0 | D |
| OptionF3,F4 | $25.745 | holding | — | — | — | Jan 29, 2013 | Jan 29, 2018 | Common Stock | 6,875 | 6,875 | D |
Explanation of responses
- F1Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan)
- F2Option previously reported as covering 2,824.25shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- F3Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan)
- F4Option previously reported as covering 6,250 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.