SEC Form 4 · accession 0000350852-16-000195
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Gooch
Officer — EVP & Treasurer
Period of report
Aug 23, 2016
Accepted (ET)
Aug 25, 2016 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | J | 152 | $35.79 | A | 19,585 | D | |
| Common Stock | Jul 1, 2016 | J | 161 | $34.17 | A | 19,746 | D | |
| Common Stock | Aug 23, 2016 | M | 9,532 | $35.409 | A | 29,278 | D | |
| Common Stock | Aug 25, 2016 | S | 9,532 | $37.185 | D | 19,746 | D | |
| Common Stock | holding | — | — | — | 14,811 | I | By ESOP | |
| Common Stock | holding | — | — | — | 16,832 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F3 | $35.409 | Aug 23, 2016 | M | 2,383 | D | Jan 23, 2008 | Jan 23, 2017 | Common Stock | 2,383 | 7,149 | D |
| OptionF2,F3 | $35.409 | Aug 23, 2016 | M | 2,383 | D | Jan 23, 2009 | Jan 23, 2017 | Common Stock | 2,383 | 4,766 | D |
| OptionF2,F3 | $35.409 | Aug 23, 2016 | M | 2,383 | D | Jan 23, 2010 | Jan 23, 2017 | Common Stock | 2,383 | 2,383 | D |
| OptionF2,F3 | $35.409 | Aug 23, 2016 | M | 2,383 | D | Jan 23, 2011 | Jan 23, 2017 | Common Stock | 2,383 | 0 | D |
| OptionF4,F5 | $25.745 | holding | — | — | — | Jan 29, 2013 | Jan 29, 2018 | Common Stock | 5,500 | 5,500 | D |
Explanation of responses
- F1Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares
- F2Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan)
- F3Option previously reported as covering 2,166.25 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- F4Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan)
- F5Option previously reported as covering 5,000 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.