SEC Form 4 · accession 0000350852-16-000146
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy D Waters
Officer — Executive Vice President
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 2:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | M | 220 | $22.809 | A | 2,338 | D | |
| Common Stock | holding | — | — | — | 3,217 | I | By ESOP | |
| Common Stock | holding | — | — | — | 220 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F2 | $22.809 | Feb 16, 2016 | M | 220 | D | Jan 26, 2015 | Jan 26, 2020 | Common Stock | 220 | 0 | D |
| OptionF1 | $32.27 | holding | — | — | — | Jan 27, 2020 | Jan 27, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan)
- F2Option previously reported as covering 200 shares @ $25.09 per share, adjusted to reflect the 10% stock dividend effective June 2, 2014.