SEC Form 4 · accession 0000350852-16-000131
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Stumbo
Officer — EVP, CFO, & Treasurer
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2016 | A | 520 | $33.55 | A | 3,256 | D | |
| Common Stock | holding | — | — | — | 7,116 | I | By ESOP | |
| Common Stock | holding | — | — | — | 9,528 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F2 | $35.409 | holding | — | — | — | Jan 23, 2008 | Jan 23, 2017 | Common Stock | 1,324 | 1,324 | D |
| OptionF1,F2 | $35.409 | holding | — | — | — | Jan 23, 2009 | Jan 23, 2017 | Common Stock | 1,324 | 2,648 | D |
| OptionF1,F2 | $35.409 | holding | — | — | — | Jan 23, 2010 | Jan 23, 2017 | Common Stock | 1,324 | 3,971 | D |
| OptionF1,F2 | $35.409 | holding | — | — | — | Jan 23, 2011 | Jan 23, 2017 | Common Stock | 1,324 | 5,295 | D |
Explanation of responses
- F1Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan)
- F2Option previously reported as covering 1,203.50 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.