SEC Form 5 · accession 0000350852-16-000115
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Newsom
Officer — Executive Vice President
Period of report
Dec 31, 2015
Accepted (ET)
Jan 14, 2016 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | J | 23 | $35.62 | A | 9,113 | D | |
| Common Stock | Apr 1, 2015 | J | 58 | $33.22 | A | 9,172 | D | |
| Common Stock | Jul 1, 2015 | J | 56 | $34.97 | A | 9,227 | D | |
| Common Stock | Oct 1, 2015 | J | 58 | $34.97 | A | 9,285 | D | |
| Common StockF2 | Dec 31, 2015 | J | 682 | $0.00 | A | 10,291 | I | By ESOOP |
| Common StockF3 | Dec 31, 2015 | J | 814 | $0.00 | A | 14,343 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares.
- F2These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $33.22-$35.62 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2015.
- F3These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $33.22-$35.62 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2015.