SEC Form 5 · accession 0000350852-16-000114
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry W Jones
Officer — Executive Vice President
Period of report
Dec 31, 2015
Accepted (ET)
Jan 14, 2016 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | J | 187 | $0.00 | D | 27 | I | By ESOP |
| Common Stock | holding | — | — | — | 7,444 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F3 | $35.409 | holding | — | — | — | Jan 23, 2008 | Jan 23, 2017 | Common Stock | 1,390 | 1,390 | D |
| OptionF2,F3 | $35.409 | holding | — | — | — | Jan 23, 2009 | Jan 23, 2017 | Common Stock | 1,390 | 2,781 | D |
| OptionF2,F3 | $35.409 | holding | — | — | — | Jan 23, 2010 | Jan 23, 2017 | Common Stock | 1,390 | 4,171 | D |
| OptionF2,F3 | $35.409 | holding | — | — | — | Jan 23, 2011 | Jan 23, 2017 | Common Stock | 1,390 | 5,561 | D |
Explanation of responses
- F1These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $33.22-$35.62 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2015.
- F2Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
- F3Option previously reported as covering 1,263.75 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.