SEC Form 5 · accession 0000350852-16-000109

· CTBI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Dec 31, 2015

Accepted (ET)

Jan 13, 2016 · 5:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000350852

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 31, 2015	J	615	$0.00	A	8,523	I	By ESOP
Common Stock^F2	Dec 31, 2015	J	807	$0.00	A	12,152	I	By 401(k)
Common Stock	holding	—	—		—	2,964	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option^F3,F4	$35.409	holding	—	—	—	Jan 23, 2008	Jan 23, 2017	Common Stock	1,324	1,324	D
Option^F3,F4	$35.409	holding	—	—	—	Jan 23, 2009	Jan 23, 2017	Common Stock	1,324	2,648	D
Option^F3,F4	$35.409	holding	—	—	—	Jan 23, 2010	Jan 23, 2017	Common Stock	1,324	3,971	D
Option^F3,F4	$35.409	holding	—	—	—	Jan 23, 2011	Jan 23, 2017	Common Stock	1,324	5,295	D

F1These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $33.22-$35.62 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2015.
F2These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $33.22-$35.62 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2015.
F3Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
F4Option previously reported as covering 1,203.50 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.