SEC Form 4 · accession 0000350852-15-000085
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Gooch
Officer — Executive Vice Pres./Secretary
Period of report
Aug 7, 2015
Accepted (ET)
Aug 10, 2015 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2015 | M | 8,307 | $29.451 | A | 26,468 | D | |
| Common Stock | Aug 7, 2015 | S | 8,307 | $35.00 | D | 18,161 | D | |
| Common Stock | holding | — | — | — | 13,983 | I | By ESOP | |
| Common Stock | holding | — | — | — | 15,857 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F2 | $29.491 | Aug 7, 2015 | M | 2,077 | D | Jan 27, 2007 | Jan 27, 2016 | Common Stock | 2,077 | 0 | D |
| OptionF1,F2 | $29.491 | Aug 7, 2015 | M | 2,077 | D | Jan 27, 2008 | Jul 27, 2016 | common stock | 2,077 | 0 | D |
| optionF1,F2 | $29.491 | Aug 7, 2015 | M | 2,077 | D | Jan 27, 2009 | Jan 27, 2016 | common stock | 2,077 | 0 | D |
| optionF1,F2 | $29.491 | Aug 7, 2015 | M | 2,077 | D | Jan 27, 2010 | Jan 27, 2016 | common stock | 2,077 | 0 | D |
| optionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2008 | Jan 23, 2017 | common stock | 2,383 | 2,383 | D |
| optionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2009 | Jan 23, 2017 | common stock | 2,383 | 4,766 | D |
| optionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2010 | Jan 23, 2017 | common stock | 2,383 | 7,149 | D |
| optionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2011 | Jan 23, 2017 | common stock | 2,383 | 9,532 | D |
| optionF5,F6 | $25.745 | holding | — | — | — | Jan 29, 2013 | Jan 29, 2018 | common stock | 5,500 | 15,032 | D |
Explanation of responses
- F1Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- F2Option previously reported as covering 1,888 shares @$32.44 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- F3Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
- F4Option previously reported as covering 2,166.25 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- F5Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).
- F6Option previously reported as covering 5,000 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.