SEC Form 4 · accession 0000350852-15-000076
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry W Jones
Officer — Executive Vice President
Period of report
Jul 20, 2015
Accepted (ET)
Jul 22, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2015 | M | 5,085 | $29.491 | A | 12,529 | D | |
| Common Stock | Jul 22, 2015 | S | 500 | $36.53 | D | 12,029 | D | |
| Common Stock | Jul 22, 2015 | S | 1,000 | $36.44 | D | 11,029 | D | |
| Common Stock | Jul 22, 2015 | S | 1,000 | $36.43 | D | 10,029 | D | |
| Common Stock | Jul 22, 2015 | S | 1,000 | $36.39 | D | 9,029 | D | |
| Common Stock | Jul 22, 2015 | S | 1,585 | $36.38 | D | 7,444 | D | |
| Common Stock | holding | — | — | — | 135 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F2 | $29.491 | Jul 20, 2015 | M | 1,271 | D | Jan 27, 2007 | Jan 27, 2016 | Common Stock | 1,271 | 0 | D |
| OptionF1,F2 | $29.491 | Jul 20, 2015 | M | 1,271 | D | Jan 27, 2008 | Jan 27, 2016 | Common Stock | 1,271 | 0 | D |
| OptionF1,F2 | $29.491 | Jul 20, 2015 | M | 1,271 | D | Jan 27, 2009 | Jan 27, 2016 | Common Stock | 1,271 | 0 | D |
| OptionF1,F2 | $29.491 | Jul 20, 2015 | M | 1,271 | D | Jan 27, 2010 | Jan 27, 2016 | Common Stock | 1,271 | 0 | D |
| OptionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2008 | Jan 23, 2017 | Common Stock | 1,390 | 1,390 | D |
| OptionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2009 | Jan 23, 2017 | Common Stock | 1,390 | 2,781 | D |
| OptionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2010 | Jan 23, 2017 | Common Stock | 1,390 | 4,171 | D |
| OptionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2011 | Jan 23, 2017 | Common Stock | 1,390 | 5,561 | D |
Explanation of responses
- F1Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- F2Option previously reported as covering 1,155.75 shares @$32.44 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- F3Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
- F4Option previously reported as covering 1,263.75 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.